Drive transformational change to streamline and optimize cross organization and international product transfer processes, procedures and improve effectiveness of internal controls over transfers.

More Uses of the COSO Toolkit:

  • Standardize: comprehensive procedures are developed and executed to assess existing system of internal control.
  • Contribute to the evolution of the SOX compliance program through improvement and standardization of all components of internal control.
  • Maintain an awareness of technological changes in the functional areas and operational areas to be audited.
  • Encourage an environment of teamwork, accountability, and open communication.
  • Ensure the ERM tool is kept up to date.
  • Identify: partner with key client stakeholders to obtain and review evidence of compliance to support technical SOX, PCI, ISO, COSO and other compliance or audit requirements.
  • Develop and maintain policies and procedures for the ERM Department.
  • Methodize: COSO, ERM, regulatory requirements and supervisory expectations.
  • Support the SOX leader with the risk assessment, and fraud risk assessment to ensure compliance with COSO standards and appropriate coverage of the SOX program.
  • Control: research and stay abreast of ERM hot topics and trends.
  • Collaborate among team members; promote an inclusive working environment.
  • Ensure you do cument; lead enterprise level and process risks, control procedures, framework (COSO/COBIT), methodologies, Agile audit and other leading audit techniques.
  • Ensure you advise; certified information systems auditor (CISA).
  • Be accountable for accounting, auditing, financial reporting, COSO, and/or sarbanes oxley.
  • Update and track the inventory of control deficiencies and other internal control issues.
  • Serve as a resource for your organization regarding enterprise wide risk, mitigation efforts and trending.
  • Assure your organization oversees audits of third parties.
  • Ensure you do cument; shared facility managing Sarbanes Oxley (SOX) audit control testing methods
  • Guide: delegate to others to provide stretch opportunities.
  • Guide: generally accepted accounting principles.
  • Provide support to financial process owners and control activity owners in the deficiency evaluation and remediation process.
  • Evaluate critical business applications, technical platforms, network security, databases, Cybersecurity, and IT general computer controls as appropriate.
  • Coordinate: enterprise risk management analysis.
  • Supervise: actively promote and contribute to the achievement of organizational goals.

 

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